Internationally, Chardan represents a pathway to the U.S. capital markets for both public and private companies in the micro, small, and mid-cap range.

Capital Markets

Innovative Financing Solutions for Small to Mid-Cap Companies

Chardan’s Capital Markets group structures, markets, and distributes innovative public and private equity financing solutions for small to mid-cap corporations in the U.S., China, Australia, and New Zealand. Whether they are looking to grow organically or through acquisition, we help companies secure the capital to advance their strategic and financial objectives.

Extensive experience

To date, Chardan has helped raise over $5 billion on behalf of our corporate clients. We have participated in over 90 transactions, serving in a variety of capacities including lead manager, co-lead manager, syndicate member, and sole placement agent. Our Equity Research group and Institutional Sales group both provide insights that help our Capital Markets group accurately gauge demand and make informed assessments of market conditions. As a result, we consistently succeed in structuring appropriately priced equity offerings that deliver superior results for our clients and their investors.

Tailored financing strategies

Chardan’s Capital Markets group offers a full range of equity financing solutions. We get to know the management teams of the companies we serve, and develop an in-depth understanding of their business goals and financing requirements. We carefully and objectively evaluate available financing options, to advise clients on the optimal deal structures.

Collaboration

We believe that the success or failure of a deal ultimately lies in the ability of the parties involved to think creatively and work collaboratively. At Chardan, we cultivate strong working relationships with our peers. As a result, we’re able to quickly assemble syndicates consisting of top-tier firms, and produce results that consistently exceed our clients’ expectations.

Targeted marketing

We work with our clients to develop effective marketing strategies. To further facilitate the capital raising effort, we arrange multi-city roadshows, introducing management teams to select groups of institutional investors.

Strong distribution capabilities

As an investment banking firm with a background in proprietary trading, we excel at structuring and pricing offerings that meet investors’ requirements and satisfy our clients’ financing needs. Our record of top performing deals has further solidified our relationships with institutional investors. As a result, we’re able to consistently and effectively place equity offerings on behalf of our clients. For the companies we serve, Chardan’s robust distribution capabilities mean timely access to the capital they need to succeed.

To learn more about our Capital Markets Group, please contact Jonas Grossman at 646-465-9012.

Capabilities

Capital Raising

  • Roadshows (non-deal and deal)
  • Stock buybacks
  • Syndication
  • Warrant & options transactions

Advisory Services

  • Introduction to research analysts
  • 10(b)-5-1 sales plans

Roadshows

Chardan’s nationwide roadshows offer our buy-side clients a distinct advantage: the opportunity to meet senior management and gain valuable information about new opportunities—well in advance of the larger investment community.

Transaction Experience

$5.2 billion raised through 91 transactions, serving as

  • Sole Placement Agent on 53
  • Lead Manager on 7
  • Co-Lead Manager on 13
  • Syndicate member on 19