We build strong, lasting relationships with our clients.

Special Equities Group

Customized Services for Micro-Cap Companies and Investors

Chardan’s Special Equities Group (SEG) provides specialized investment banking and brokerage services for micro-cap companies and their investors. A recognized leader in the PIPEs market, the group has collectively closed more than 70 transactions and raised in excess over $650 million since 20081 in emerging growth capital.

Our clients

The Special Equities Group focuses on U.S.-listed micro-cap companies. The companies we work with look to us for strategic advice and, when they need funding, rely on our ability to quickly and efficiently raise capital on their behalf.

Available 24 hours a day, seven days a week—we provide our clients with an unprecedented level of accessibility. As a result, our client relationships typically span years, and in many cases, exceed a decade in length.

Our investors

We seek to cultivate long-term, strategic relationships with our investors. They trust us to provide honest advice and objective evaluations of investment opportunities.

Our reputation for integrity allows us to maintain an extensive base of institutional investors, hedge funds, and high net worth individuals.

1 As of April 6, 2014

To learn more about our Special Equities Group, please contact Jonathan Schechter at 646-465-9028

Capabilities

Capital Raising

  • PIPEs
  • Registered directs
  • Secondary offerings
  • Private placements

Advisory Services

  • 10(b)-5-1 sales plans
  • Mergers & acquisitions
  • Corporate and executive services
  • Warrant exchanges
  • Board development
  • IPOs (Initial Public Offerings)
  • CMPOs (Confidentially Marketed Public Offerings)