Black Elk Energy
$40 Million
Private Placement
May, 2013
Sole Placement Agent
Rockwell Medical
$40.25 Million
Secondary Offering
May, 2013
Lead Underwriter
Healthcare Corporation of America
$104 Million
M&A
April, 2013
Financial Advisor
Rockwell Medical
$13 Million
Registered Direct
March, 2013
Lead Placement Agent
Cel-Sci Corporation
$10.5 Million
Registered Direct
December, 2012
Sole Placement Agent
KAR Auction Services Inc.
$236 Million
Secondary Offering
December, 2012
Selling Group
Nuveen Intermediate Municipal Term Fund
$630 Million
IPO
December, 2012
Co-Manager
You On Demand
$2.7 Million
Registered Direct
December, 2012
Sole Placement Agent
CIS Acquisition Corp
$40 Million
IPO
December, 2012
Lead Underwriter
Crius Energy
$100 Million
IPO
November, 2012
Co-Manager
Sprott Physical Silver Trust
$270 Million
Secondary Offering
November, 2012
Selling Group
AK Steel Holding Corporation
$88 Million
Secondary Offering
November, 2012
Placement Agent
| Company | Amount | Type |
Date |
Role |
|---|---|---|---|---|
| Black Elk Energy | $40 Million | Private Placement | May, 2013 | Sole Placement Agent |
| Rockwell Medical | $40.25 Million | Secondary Offering | May, 2013 | Lead Underwriter |
| Healthcare Corporation of America | $104 Million | M&A | April, 2013 | Financial Advisor |
| Rockwell Medical | $13 Million | Registered Direct | March, 2013 | Lead Placement Agent |
| Cel-Sci Corporation | $10.5 Million | Registered Direct | December, 2012 | Sole Placement Agent |
| KAR Auction Services Inc. | $236 Million | Secondary Offering | December, 2012 | Selling Group |
| Nuveen Intermediate Municipal Term Fund | $630 Million | IPO | December, 2012 | Co-Manager |
| You On Demand | $2.7 Million | Registered Direct | December, 2012 | Sole Placement Agent |
| CIS Acquisition Corp | $40 Million | IPO | December, 2012 | Lead Underwriter |
| Crius Energy | $100 Million | IPO | November, 2012 | Co-Manager |