U.S. Silica Holdings
$200 Million
IPO
February, 2012
Selling Group
Guggenheim Strategic Opportunities Fund
$29 Million
Secondary Offering
February, 2012
Selling Group
Sprott Physical Silver Trust ETV
$349 Million
Secondary Offering
February, 2012
Selling Group
Sprott Physical Gold Trust
$303 Million
Secondary Offering
February, 2012
Selling Group
Converted Organics Inc
$2.6 Million
PIPE
January, 2012
Sole Placement Agent
Cel-Sci Corporation
$5.76 Million
Registered Direct
January, 2012
Sole Placement Agent
BlackRock Utility and Infrastructure Trust
$310 Million
IPO
December, 2011
Selling Group
Chesapeake Granite Wash Trust
$380 Million
IPO
December, 2011
Selling Group
Stemcells Inc
$10 Million
Secondary Offering
December, 2011
Co-Manager
CBD Energy
$2 Million
PIPE
December, 2011
Sole Placement Agent
Selway Capital Acquisition Corp
$20 Million
IPO
November, 2011
Co-Lead Underwriter
Rentech Nitrogen Partners, L.P.
$300 Million
IPO
November, 2011
Co-Manager
| Company | Amount | Type |
Date |
Role |
|---|---|---|---|---|
| U.S. Silica Holdings | $200 Million | IPO | February, 2012 | Selling Group |
| Guggenheim Strategic Opportunities Fund | $29 Million | Secondary Offering | February, 2012 | Selling Group |
| Sprott Physical Silver Trust ETV | $349 Million | Secondary Offering | February, 2012 | Selling Group |
| Sprott Physical Gold Trust | $303 Million | Secondary Offering | February, 2012 | Selling Group |
| Converted Organics Inc | $2.6 Million | PIPE | January, 2012 | Sole Placement Agent |
| Cel-Sci Corporation | $5.76 Million | Registered Direct | January, 2012 | Sole Placement Agent |
| BlackRock Utility and Infrastructure Trust | $310 Million | IPO | December, 2011 | Selling Group |
| Chesapeake Granite Wash Trust | $380 Million | IPO | December, 2011 | Selling Group |
| Stemcells Inc | $10 Million | Secondary Offering | December, 2011 | Co-Manager |
| CBD Energy | $2 Million | PIPE | December, 2011 | Sole Placement Agent |