CBD Energy
$25 Million
Private Placement
May, 2012
Sole Placement Agent
Uranium Energy Corp.
$22.5 Million
Registered Direct
April, 2012
Selling Group
SandRidge Mississippian Trust II
$628 Million
IPO
April, 2012
Selling Group
Prudential Short Duration High Yield Fund
$699 Million
IPO
April, 2012
Co-Manager
Nuveen Real Asset Income and Growth Fund
$218.5 Million
IPO
April, 2012
Co-Manager
BGS Acquisition Corp.
$40 Million
IPO
March, 2012
Co-Manager
U.S. Silica Holdings
$200 Million
IPO
February, 2012
Selling Group
Guggenheim Strategic Opportunities Fund
$29 Million
Secondary Offering
February, 2012
Selling Group
Sprott Physical Silver Trust ETV
$349 Million
Secondary Offering
February, 2012
Selling Group
Sprott Physical Gold Trust
$303 Million
Secondary Offering
February, 2012
Selling Group
Alnylam Pharmaceuticals, Inc
$80.6 Million
Secondary Offering
February, 2012
Co-Manager
Virtus Global Multi-Sector Income Fund
$215 Million
IPO
February, 2012
Co-Manager
| Company | Amount | Type |
Date |
Role |
|---|---|---|---|---|
| CBD Energy | $25 Million | Private Placement | May, 2012 | Sole Placement Agent |
| Uranium Energy Corp. | $22.5 Million | Registered Direct | April, 2012 | Selling Group |
| SandRidge Mississippian Trust II | $628 Million | IPO | April, 2012 | Selling Group |
| Prudential Short Duration High Yield Fund | $699 Million | IPO | April, 2012 | Co-Manager |
| Nuveen Real Asset Income and Growth Fund | $218.5 Million | IPO | April, 2012 | Co-Manager |
| BGS Acquisition Corp. | $40 Million | IPO | March, 2012 | Co-Manager |
| U.S. Silica Holdings | $200 Million | IPO | February, 2012 | Selling Group |
| Guggenheim Strategic Opportunities Fund | $29 Million | Secondary Offering | February, 2012 | Selling Group |
| Sprott Physical Silver Trust ETV | $349 Million | Secondary Offering | February, 2012 | Selling Group |
| Sprott Physical Gold Trust | $303 Million | Secondary Offering | February, 2012 | Selling Group |