Transactions
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Black Elk Energy
$40 Million
Private Placement
May, 2013
Sole Placement Agent
Rockwell Medical
$40.25 Million
Secondary Offering
May, 2013
Lead Underwriter
Healthcare Corporation of America
$104 Million
M&A
April, 2013
Financial Advisor
Rockwell Medical
$13 Million
Registered Direct
March, 2013
Lead Placement Agent
Cel-Sci Corporation
$10.5 Million
Registered Direct
December, 2012
Sole Placement Agent
KAR Auction Services Inc.
$236 Million
Secondary Offering
December, 2012
Selling Group
Nuveen Intermediate Municipal Term Fund
$630 Million
IPO
December, 2012
Co-Manager
You On Demand
$2.7 Million
Registered Direct
December, 2012
Sole Placement Agent
CIS Acquisition Corp
$40 Million
IPO
December, 2012
Lead Underwriter
Crius Energy
$100 Million
IPO
November, 2012
Co-Manager
Sprott Physical Silver Trust
$270 Million
Secondary Offering
November, 2012
Selling Group
AK Steel Holding Corporation
$88 Million
Secondary Offering
November, 2012
Placement Agent
- View by
| Company |
Amount |
Type | Date | Role |
|---|---|---|---|---|
| Wizzard | $0.72 Million | Warrant Exchange | September, 2009 | Placement Agent |
| Video Next | $1.05 Million | Series A | December, 2005 | Placement Agent |
| Solar Energy.com | $1.3 Million | Private Placement | July, 2009 | Placement Agent |
| ICOP - Advanced Surveillance Technology | $1.34 Million | Registered Direct | January, 2010 | Sole Placement Agent |
| ICOP Digital, Inc. | $1.34 Million | Registered Direct | January, 2010 | Sole Placement Agent |
| Converted Organics | $1.4 Million | Convertible Debenture | September, 2009 | Placement Agent |
| NovaDel Pharma Inc. | $1.5 Million | Registered Direct | March, 2010 | Sole Placement Agent |
| EcoBlueProducts | $1.5 Million | Convertible Debenture | March, 2010 | Sole Placement Agent |
| Digital Angel | $1.7 Million | Registered Direct | February, 2010 | Sole Placement Agent |
| Cavico Corp | $1.8 Million | Secondary Offering | October, 2010 | Co-Manager |